Retirement Plan Advisors
Plan AdvisorxChange (PAX)
PAX is a suite of support services tailor-made to serve the advisor who specializes in retirement plan business. As one of the nation’s largest 401(k) plan custodians, we are uniquely positioned to understand and meet the needs of the retirement plan advisor.
As retirement asset balances continue to grow across the marketplace, and clients’ needs have increased in scope and complexity, more and more advisors have chosen to specialize in plan advisory services. As a leading provider of mission critical services for record keepers, plan administrators, trust companies and plan sponsors, Mid Atlantic is distinctively positioned to understand the needs of the plan advisor. This expertise, combined with our 25+ years of supporting the independent broker/advisor, uniquely enables us to meet the special needs and requirements of the independent plan advisor.
Whether you operate as an independent RIA seeking custody, technology, product and other support services, or require full broker/dealer registration and corporate RIA association, we have the solutions that will complement and support your business model.
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Advisory Services (independent RIA or associated person of MAFM) |
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Commission Business (registration with MACC) |
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Hybrid Advisor Solutions |
PAX Suite of Support Services
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PAX Tools A suite of tools designed to meet advisors’ needs for model management, fiduciary monitoring, investment disclosure, reporting, public information plan analysis for prospecting, fund screening and research, and more |
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Proprietary Turn-Key Solutions Create your own private label or partner with Mid Atlantic’s Ready Go! team to deliver a low cost customized plan solution to your clients |
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Customized Unbundled Solutions Utilize Mid Atlantic’s open architecture for custom product creation at a very low cost. Fee based “no transaction fee” access is provided to over 20,000 mutual funds and all major ETF brands via TNS, Mid Atlantic’s proprietary trading system. Also, incorporate managed models, unitized accounts and self-directed brokerage into your custom solutions as desired! |
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3(21) & 3(38) Fiduciary Support Services Leverage our consulting, disclosure, IPS, monitoring and “best practices” templates to efficiently execute your fiduciary duties. Our technology automates many functions to help you satisfy recurring requirements |
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Third Party Provider Access – Bundled Products Mid Atlantic Capital maintains relationships with most leading mutual fund and 40+ insurance 401(k) and 403(b) providers that PAX advisors may access through our broker/dealer contracts |
We invite you to further explore our retirement plan advisor solutions, using the links on this page. You may also contact any member of our recruiting team to get help with any questions that you have or requests for further information. Addition questions? Please contact us.