Who We Serve

Fee Based Advisors

If you own or are part of an RIA that is compensated as a “fee-only” business model, using Mid Atlantic as custodian for your clients’ assets will give you access to the products and services that you need to provide a first class experience to your clients.

At Mid Atlantic, you have the choice of brokerage or trust based custody depending upon which best suits each of your client or product needs.

Our offering of course begins with the fundamentals:  a full range of processing and operational support products that are necessary to support your day-to-day needs, so you can focus on serving your clients.

Through our state-of-the-art technology platforms, we provide you with the tools you can depend on to manage your clients’ assets:  custody, asset transfers, trading, rebalancing, reporting, and asset protection.  You remain free to choose any technology that’s right for you – our open architecture enables you to choose from Mid Atlantic’s offerings or other best-of-breed third party solutions.

You can utilize our institutional quality products with your clientele as you determine to be appropriate, with the peace of mind that you are providing them with the very best.  Whether it is third party managed accounts, alternatives, trust services, ETFs, mutual funds, fixed income products or equities, we will help ensure that you have all of the tools you require to meet client needs.

We have 30+ years experience supporting a wide variety of “fee-only” RIA business models:

  • Advisors managing their own equity, fixed income, ETF, and mutual fund strategies
  • Managers of individual securities who wish to outsource trading, reconciliation and reporting
  • 401k/retirement plan specialists
  • Model based managers
  • Asset allocators utilizing primarily third party managed accounts (TAMP platforms)

Recently, we have seen many “break-away” brokers who have decided to leave the confines of a traditional wire-house, and adopt a “fee-only” RIA based business strategy.  In these circumstances, we can help guide through the processes and procedures necessary to establish and operate this type of enterprise.

We invite you to explore our independent fee based solutions, using the links on this page. You may also contact our institutional business development specialists to get help with any questions that you have or requests for further information.