Who We Are

Mid Atlantic Capital Group is a leading financial services organization that provides a wide array of brokerage, advisory, and trust services to a diverse national client base of financial advisors and institutions, asset managers, and benefits administrators through its various subsidiary companies.
  • Mid Atlantic Capital Corporation, a registered broker-dealer, member FINRA/SIPC*
  • Mid Atlantic Financial Management, Inc., an SEC registered investment advisor
  • Mid Atlantic Trust Company, a non-depository state chartered trust company
  • Mid Atlantic Clearing & Settlement Corporation, a registered broker-dealer, member FINRA/SIPC*

We at Mid Atlantic are dedicated to helping our business partners provide first-class service to their clientele. You will find us committed to teamwork, innovation, and reliability. As our custody, brokerage, trade processing and advisory businesses surpass the $90 billion mark in account assets, we know that this commitment is working — for us and for those who rely upon us. We pride ourselves on meeting the most challenging demands of leading institutions, financial advisors and their clients.

For more than 25 years, Mid Atlantic Capital Group, Inc. (Mid Atlantic) has supported investment professionals and financial organizations with tools to help attract, grow, and retain assets. Mid Atlantic companies provide a broad array of sophisticated financial products, technology and support services to, registered representatives, investment advisors, and other financial intermediaries including retirement plan TPAs, bank trust departments, other independent broker-dealers, and insurance companies.

Our success reflects a long held philosophy of combining the ethic of relationship-centric customer service with a sharp focus on advancing technology to produce operational efficiencies and competitive advantages. In today’s marketplace, customers appreciate Mid Atlantic’s financial strength, reputation, and commitment to performance as a non-competitive partner.

Whether your client relationships are high-net-worth, middle market, or institutional, look to Mid Atlantic for industry leading, cost-effective, fee transparent solutions that can help you grow your business.


Mid Atlantic Financial Management, Inc. is currently relying on SEC order 5469 which grants a filing extension for the annual ADV mailing until June 30, 2020. The details of this order can be found at the following link SEC Relief Order 5469