Howard Capital Management, Inc. (Howard CM), an SEC-Registered Investment Advisory firm, provides money management services for private clients, brokers, broker-dealers, and hedge funds. The vision for Howard CM originated during the 1987 stock market crash. With the opinion that incurring financially devastating losses due to market volatility is unnecessary, the firm initiated a plan to create a company with the main objective being to protect capital during market downturns. After years of research, Howard CM developed a disciplined, systematic, and non-emotional method of investing designed to protect client assets during market declines. In 2000-2002 as the market dropped, the firm reduced its clients’ exposure to stocks through its systematic method. In 2008, Howard CM’s proprietary intermediate term indicator, the HCM-BuyLine®, again gave the company the signal to exit the stock market. Consequently, the firm moved to the safety of the sidelines during much of the decline. Offering professional money management since 1999, Howard CM has developed into an experienced money management firm with a proven track record. As the firm continues to grow, it looks forward to using its systematic approach to assist with investment goals.
Compiled by Brian Lenz
Symmetry Partners LLC is an investment advisory firm registered with the Securities and Exchange Commission. Sidestepping traditional investment approaches and looking instead to academia for investment insight, Glastonbury-based investment manager Symmetry Partners has built a thriving business providing portfolio management to individuals, retirement plans, and institutions. The firm has steadily attracted attention and assets since its founding in 1994 by partnering with independent financial advisors looking for a client-focused, fee-based approach. Symmetry’s focus on helping investors optimize return potential while mitigating risk has attracted advisors across the country who outsource investment management and back-end support functions to Symmetry. The firm specializes in offering marketing, branding, technological, and operational support to advisors to help them gain visibility in their marketplace, increase efficiency, and maximize productivity so that they can effectively grow their businesses.
Compiled by Brian Lenz
We are pleased to announce Lions Gate Wealth Management LLC has joined Mid Atlantic Capital Group. With offices in Wexford and Warren, PA, the firm has over a 12 year track record of providing investment services for individuals, families, small businesses, and organizations.
Lions Gate employs a consultative process based on modern portfolio theory to establish client objectives and create an investment strategy involving asset allocation, diversification, and rebalancing. The firm also emphasizes generating secure and dependable retirement income streams even under poor market conditions.
We welcome Lions Gate to the Mid Atlantic family!
Integration allows advisors to access MATC client data from within the fi360 Toolkit
Retirement plan accounts held in custody at Mid Atlantic Trust Company (MATC) are now integrated with fi360’s Toolkit. The integration allows advisors to access retirement plan client data in their fi360 Toolkit, further enabling them to streamline their business processes.
“What a great solution fi360 and Mid Atlantic Trust Company have put together. At Mid Atlantic Trust Company, we have over 10,000 financial professionals accessing our platform. For the great number of those that use fi360 imagine the relief they just realized knowing that the plan reporting can now be automated. Just think of the time savings,” quotes Tim Friday, president of Mid Atlantic Trust Company.
The fi360 Toolkit web-based software provides research, analytical, and reporting services for all client types, including high net worth individuals and families, endowments, trusts, plan sponsors, etc. Whether you’re selecting new funds, monitoring an existing line up, or building client-friendly reports, the fi360 Toolkit can help optimize and solidify your investment management process so you can spend more time winning new business.
“Providing our clients with direct access to client data from within the Toolkit allows them to spend less time on manual processes and more time with their clients,” said fi360 CEO Blaine Aikin.
The integration will now allow you to:
- Access critical client data with the fi360 Toolkit such as:
- Account information
- Leverage your client data to decidedly cut the time it takes to:
- Add and update client investments for review
- Flag investments for your watch list
- Review and comment on watch list investments
Current Clients: For more information on the integration, please contact fi360 support at email@example.com.
Prospective Clients: For more information or to schedule a live demo of the fi360 Toolkit, please contact fi360 sales at (866) 390-5080 or firstname.lastname@example.org.
Mid Atlantic Trust Company and fi360 are separately owned and operated.
We are pleased to announce that The Financial Solutions Network LLC has recently become a new addition to the Mid Atlantic family. Based in Worthington, Ohio, just outside of Columbus, the firm currently consists of two registered MACC representatives: founder and president John Bean and Terry Rumker. Terry’s wife Janine is serving as office administrator.
The Financial Solutions Network manages assets primarily in advisory, individual, IRA, and some 401(k) accounts. In addition to financial planning and wealth management services, The Financial Solutions Network prides itself on its deep involvement with philanthropy and volunteerism in a number of communities. Advisors are active in and with schools, churches, youth, and community organizations throughout Central Ohio and Southeast Michigan.
Mid Atlantic Capital Group has acquired Institutional Trading Services, effective in May 2015, in what appears to be a logical addition to its already existing line of services offered to financial professionals and organizations. ITS currently offers fixed income and equity trading services to over 300 asset management and bank trust company accounts. The company’s interests are focused solely on providing the most cost-effective, best execution services available, combined with the state-of-the-art technology and personalized services that will maximize the clients’ back room integration and efficiencies.
Mid Atlantic offers independent broker-dealer services to a host of registered representatives from around the country and an institutional fund trading platform for 401(k) record keepers, trust and insurance companies, and other broker-dealers. Collectively, the Mid Atlantic companies service over 500 financial professional organizations and over $60 billion in customer assets represented by millions of security transactions on an annual basis.
Charlie Friday, ITS’s founding partner and CEO, described the merger into the Mid Atlantic family as “a perfect opportunity to provide ITS’s customer base with expanded technology and service from a company that truly understands what our users need to be competitive and streamlined. Additionally, there will be no material change to our customer’s trading counterparty today as MACC was ITS’s broker/dealer and back office partner prior to the acquisition.”
Mid Atlantic, as one of the pioneers in automating mutual fund trade processing for U.S. financial intermediaries, can now check off its list the ability to provide equity and fixed income processing as one of its direct core offerings.
For more information, please contact Paul Edwards at (800) 693-7800, ext. 367 or via e-mail at: email@example.com.
ITS is a professional service organization dedicated to providing agency order execution and technology solutions exclusively to the trust and asset manager marketplace. ITS is headquartered in Pittsburgh, PA. Additional information may be found by visiting www.tradeserv.net.
We are pleased to announce that Wagner Financial has recently joined the Mid Atlantic family. Formerly with LPL Financial, Joe Wagner is operating his firm independently as a sole proprietor in North Canton, Ohio. He is registered with MACC and MAFM and will primarily be utilizing Advisor Custody to build and manage models of ETFs and mutual funds. Joe has over 22 years of experience as a financial professional and holds Series 6, 7, 24, 63, and 65 licenses.
Mid Atlantic is pleased to welcome Alerus in Arden Hills, MN as our new business partner. We are excited to work with this rapidly growing and well respected TPA, recordkeeper and trust company.
Mid Atlantic is pleased to welcome Pentegra Retirement Services as our new business partner. We are excited to be added as a custodial option for their TPA and recordkeeper teams in both White Plains, NY and Greenville, SC.
Mid Atlantic is pleased to welcome Turning Point Associates, a TPA and recordkeeper based in Swedesboro, New Jersey, as our new business partner. We are honored to have been chosen as a custodial platform and look forward to collaborating with Turning Point to help them expand their practice.